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Manager/Senior Manager - Restricted Securities (Compliance)

International CDI Voir la description de poste
This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

Ajoutée le 07/04/2026

  • Support for career development and growth within the organisation.
  • Exposure to challenging and impactful projects

À propos de notre client

The client is a large, globally active investment organisation based in the Middle East, managing a diversified portfolio across asset classes and geographies. The platform is institutionally governed, with a strong emphasis on compliance, risk management and long‑term investment integrity.

Description

  • Act as a subject matter expert for restricted securities compliance within the compliance team
  • Manage and maintain restricted and watch lists related to direct investments and fund positions
  • Review investment transactions and proposals to ensure compliance with information‑barrier and MNPI policies
  • Advise investment professionals on wall‑crossing, pre‑clearance and handling of sensitive information
  • Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks
  • Support the design, enhancement and implementation of restricted securities policies and controls
  • Maintain accurate records, reporting and documentation for restricted securities matters
  • Deliver guidance and training to investment teams on compliance obligations and best practices
  • Engage with external advisors, regulators and counterparties as required

Profil recherché

A successful Manager/Senior Manager - Restricted Securities should have:

  • 12-15 years' experience in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environment
  • Bachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional compliance or legal qualifications are advantageous
  • Strong hands‑on experience managing restricted securities, information barriers and MNPI controls
  • Exposure to both direct investment structures and fund investments
  • Solid understanding of global regulatory standards and institutional compliance frameworks
  • Strong judgement, attention to detail and ability to operate effectively in a high‑governance environment
  • Confident stakeholder management skills, with the ability to engage credibly with senior investment professionals

Conditions et Avantages

  • Exposure to challenging and impactful projects
  • Support for career development and growth within the organisation.



Contact
Gitika Aggarwal
Indiquer la référence de l'offre
JN-012026-6929997

Résumé du poste

Spécialisation
Banque & Services Financiers
Sous-secteur
Asset Management
Secteur d'activité
Banque & Services Financiers
Localisation
International
Type de contrat
CDI
Nom du consultant
Gitika Aggarwal
Référence de l´offre
JN-012026-6929997